Mr. Lucia has more than 20 years experience in operations and financial services. Prior to Saxon Securities, Mr. Lucia was President and Chief Executive Officer of Structural Investment Management that oversaw $1.5 billion in assets under management with the majority in cash management for institutions. Before that, he served as Structural's Chief Operating Officer and served on its investment committee. Previously, Mr. Lucia was Vice President, EU Operations at AOL, where he held P&L responsibility for the Advertising.com European division, a $140 million business unit.

Mr. Lucia earned his PhD in Mathematics from the University of California, San Diego and his BS degree in Mathematics from the University of California, Santa Barbara.

Mr. Lucia holds a Series 65 securities license.